FIX 4.3 : Registration Instructions <o> message

Structure | Related Messages

Description

The Registration Instructions <o> message type may be used by institutions or retail intermediaries wishing to electronically submit registration information to a broker or fund manager (for CIV) for an order or for an allocation.

A Registration Instructions <o> message can be submitted as new, cancel or replace. The RegistTransType <514> field indicates the purpose of the message. When submitting replace or cancel RegistTransType <514> messages the RegistRefID <508> field is required. Replacement Registration Instructions messages must contain all data for the replacement registration.

See VOLUME 7 - "PRODUCT: COLLECTIVE INVESTMENT VEHICLES"

The Registration Instructions <o> message contains repeating fields for each of several joint registrants. The number of registration details instances is indicated in NoRegistDtls <473>. The repeating fields are shown below are marked with the => symbol. The field's relative position in the message is important. For example, each instance of registration must be in the order shown below.

Structure

Tag Field Name Req'd Comments
<MessageHeader> Y MsgType <35> = o
513 RegistID Y
514 RegistTransType Y
508 RegistRefID Y

Required for Cancel and Replace RegistTransType <514> messages

11 ClOrdID N

Unique identifier of the order as assigned by institution or intermediary to which Registration relates

Component Block - <Parties> N

Insert here the set of "<Parties>" (firm identification) fields

1 Account N
493 RegistAcctType N
495 TaxAdvantageType N
517 OwnershipType N
473 NoRegistDtls N

Number of registration details in this message (number of repeating groups to follow)

=> 509 RegistDetls N

Must be first field in the repeating group

=> 511 RegistEmail N
=> 474 MailingDtls N
=> 482 MailingInst N
=> Component Block - <NestedParties> N

Insert here the set of "<NestedParties>" (firm identification "nested" within additional repeating group) fields

Used for NestedPartyRole <538>=InvestorID

=> 522 OwnerType N
=> 486 DateOfBirth N
=> 475 InvestorCountryOfResidence N
510 NoDistribInsts N

Number of Distribution instructions in this message (number of repeating groups to follow)

=> 477 DistribPaymentMethod N

Must be first field in the repeating group if NoDistribInsts <510> > 0.

=> 512 DistribPercentage N
=> 478 CashDistribCurr N
=> 498 CashDistribAgentName N
=> 499 CashDistribAgentCode N
=> 500 CashDistribAgentAcctNumber N
=> 501 CashDistribPayRef N
=> 502 CashDistribAgentAcctName N
<MessageTrailer> Y

 

Related Messages

Onix Solutions