| Tag |
Field Name |
Req'd |
Comments |
| <MessageHeader> |
Y |
MsgType <35> = AW
|
| 833 |
AsgnRptID |
Y |
Unique identifier for the Assignment report
|
| 832 |
TotNumAssignmentReports |
N |
Total Number of Assignment Reports being returned to a firm
|
| 912 |
LastRptRequested |
N |
|
|
Component Block - <Parties> |
Y |
Clearing Organization
Clearing Firm
Contra Clearing Organization
Contra Clearing Firm
Position Account
|
| 1 |
Account |
N |
Customer Account
|
| 581 |
AccountType |
Y |
Type of account associated with the order (Origin)
|
|
Component Block - <Instrument> |
N |
CFI Code <461> - Market Indicator (col 4) used to indicate Market of Assignment
|
| 15 |
Currency |
N |
|
| 555 |
NoLegs |
N |
Number of legs that make up the Security
|
| => |
Component Block - <InstrumentLeg> |
N |
Insert here the set of "<InstrumentLeg>" (leg symbology) fields
Required if NoLegs <555> > 0
|
| 711 |
NoUnderlyings |
N |
Number of legs that make up the Security
|
| => |
Component Block - <UnderlyingInstrument> |
N |
Insert here the set of "<InstrumentLeg>" (leg symbology) fields
Required if NoLegs <555> > 0
|
|
Component Block - <PositionQty> |
Y |
AS - Assignment Quantity
|
|
Component Block - <PositionAmountData> |
Y |
FMTM - Final Mark-to-Market for Assignment
|
| 834 |
ThresholdAmount |
N |
|
| 730 |
SettlPrice |
Y |
Settlement Price of Option
|
| 731 |
SettlPriceType |
Y |
Values = Final, Theoretical
|
| 732 |
UnderlyingSettlPrice |
Y |
Settlement Price of Underlying
|
| 432 |
ExpireDate |
N |
Expiration Date of Option
|
| 744 |
AssignmentMethod |
Y |
Method under which assignment was conducted
Values = Random, ProRata
|
| 745 |
AssignmentUnit |
N |
Quantity Increment used in performing assignment
|
| 746 |
OpenInterest |
Y |
Open interest that was eligible for assignment
|
| 747 |
ExerciseMethod |
Y |
Exercise Method used to in performing assignment
Values = Automatic, Manual
|
| 716 |
SettlSessID |
Y |
Settlement Session - EOD or Intraday
|
| 717 |
SettlSessSubID |
Y |
Settlement Session enumerator
|
| 715 |
ClearingBusinessDate |
Y |
Business date of assignment
|
| 58 |
Text |
N |
|
| 354 |
EncodedTextLen |
N |
Must be set if EncodedText <355> field is specified and must immediately precede it.
|
| 355 |
EncodedText |
N |
Encoded (non-ASCII characters) representation of the Text <58> field in the encoded format specified via the MessageEncoding <347> field.
|
| <MessageTrailer> |
Y |
|
