Description

This repeating group is optionally used for messages with AllocStatus <87> = 2 (Account level reject), to provide details of the individual accounts that were accepted or rejected. In the case of a reject, the reasons for the rejection should be specified.

Structure

Tag Field Name Req'd Comments
78 NoAllocs N This repeating group is optionally used for messages with AllocStatus = 2 (account level reject), AllocStatus = 0 (accepted), to provide details of the individual accounts that were accepted or rejected. In the case of a reject, the reasons for the rejection should be specified. This group should not be populated where AllocStatus has any other value. Indicates number of allocation groups to follow.
79 AllocAccount N Required if NoAllocs > 0. Must be first field in repeating group.
661 AllocAcctIDSource N
366 AllocPrice N Used when performing "executed price" vs. "average price" allocations (e.g. Japan). AllocAccount plus AllocPrice form a unique Allocs entry. Used in lieu of AllocAvgPx.
1047 AllocPositionEffect N
467 IndividualAllocID N
1593 ParentAllocID N
1729 FirmMnemonic N
1832 ClearedIndicator N

Used to communicate the status of central clearing workflow.

2727 AllocLegRefID N

The field may not be used in any message where there are no legs.

Component Block - <AllocRegulatoryTradeIDGrp> N
776 IndividualAllocRejCode N Required if NoAllocs > 0.
Component Block - <NestedParties> N
209 AllocHandlInst N
161 AllocText N Free format text field related to this AllocAccount (can be used here to hold text relating to the rejection of this AllocAccount)
360 EncodedAllocTextLen N Must be set if EncodedAllocText field is specified and must immediately precede it.
361 EncodedAllocText N Encoded (non-ASCII characters) representation of the AllocText field in the encoded format specified via the MessageEncoding field.
1732 FirmAllocText N
1733 EncodedFirmAllocTextLen N

Must be set if EncodedFirmAllocText <1734> field is specified and must immediately precede it.

1734 EncodedFirmAllocText N

Encoded (non-ASCII characters) representation of the FirmAllocText <1732> field in the encoded format specified via the MessageEncoding <347> field.

989 SecondaryIndividualAllocID N Will allow the intermediary to specify an allocation ID generated by the system
993 AllocCustomerCapacity N Will allow for granular reporting of separate allocation detail within a single TradeCaptureReport <AE> or AllocationInstruction <J> message.
992 IndividualAllocType N Identifies whether the allocation is to be sub-allocated or allocated to a third party.
80 AllocQty N Quantity to be allocated to specific sub-account
2515 AllocCalculatedCcyQty N
1752 CustodialLotID N

Only used for specific lot trades.

1753 VersusPurchaseDate N

Only used for specific lot trades. If this field is used, either VersusPurchasePrice <1754> or CurrentCostBasis <1755> should be specified.

1754 VersusPurchasePrice N

Only used for specific lot trades. If this field is used, VersusPurchaseDate <1753> should be specified.

1755 CurrentCostBasis N

Only used for specific lot trades. If this field is used, VersusPurchaseDate <1753> should be specified

2770 AllocAvgPxGroupID N
2769 AllocAvgPxIndicator N

Used In