Description

Type: int

Used between parties to convey trade reporting status.

In the context of regulatory reporting, this field may be used by the reporting party (e.g. party obligated to report to regulators) to inform their trading counterparty or other interested parties the trade reporting status.

Valid values:

  • 0 = Trade has not (yet) been reported

    Depending on the regulatory regime the trade is reportable and the recipient may be responsible for reporting.

  • 1 = Trade has been or will be reported by a trading venue as an "on-book" trade
  • 2 = Trade has been or will be reported as a "systematic internaliser" seller trade
  • 3 = Trade has been or will be reported as a "systematic internaliser" buyer trade
  • 4 = Trade has been or will be reported as a "non-systematic internaliser" seller trade
  • 5 = Trade has been or will be reported under a sub-delegation arrangement by an investment firm to a reporting facility (e.g. APA) on behalf of another investment firm
  • 6 = Trade has been or will be reported

    Depending on the regulatory regime the recipient is not responsible for reporting.

  • 7 = Trade has been or will be reported as a "non-Systematic Internaliser" buyer trade
  • 8 = Trade has been or will be reported by a trading venue as an "off-book" trade
  • 9 = Trade is not reportable

    The (non-equity) instrument does not need to be reported by any party, e.g. because it is not deemed to have been traded on a trading venue.

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