Type: int

Identifies the origin of the order.

Valid values:

  • 1 = Order received from a customer
  • 2 = Order received from within the firm
  • 3 = Order received from another broker-dealer
  • 4 = Order received from a customer or originated from within the firm
  • 5 = Order received from a direct access or sponsored access customer
  • 6 = Order received from a foreign dealer equivalent

    A foreign dealer equivalent is a person in the business of trading securities in a foreign jurisdiction in a manner analogous to an investment dealer and that is subject to the regulatory jurisdiction of a signatory to the International Organization of Securities Commissions’ (IOSCO) Multilateral Memorandum of Understanding

    in that foreign jurisdiction.

  • 7 = Order received from an execution-only service

    The acceptance and execution of orders from customers for trades that the broker-dealer has not recommended and for which the broker-dealer takes no responsibility as to the appropriateness or suitability of orders accepted or account positions held.

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