Description

Codes that apply special information that the Broker / Dealer needs to report.

Same values as CustOrderHandlingInst <1031>

Valid values:

  • FIA Execution Source Code
    • A = Phone simple
    • B = Phone complex
    • C = FCM provided screen
    • D = Other provided screen
    • E = Client provided platform controlled by FCM
    • F = Client provided platform direct to exchange
    • H = Algo engine
    • J = Price at execution (price added at initial order entry, trading, middle office or time of give-up)
    • W = Desk - electronic
    • X = Desk - pit
    • Y = Client - electronic
    • Z = Client - pit
  • FINRA OATS
    • ADD = Add-on Order
    • AON = All or None
    • CND = Conditional order
    • CNH = Cash Not Held
    • CSH = Delivery instructions - cash
    • DIR = Directed Order
    • DLO = Discretionary limit order
    • E.W = Exchange for Physical Transaction
    • FOK = Fill or Kill
    • IDX = Intraday cross
    • IO = Imbalance Only
    • IOC = Immediate or Cancel
    • ISO = Intermarket sweep order
    • LOO = Limit On Open
    • LOC = Limit on Close
    • MAO = Market at Open
    • MAC = Market at Close
    • MOO = Market on Open
    • MOC = Market On Close
    • MPT = Merger related transfer position
    • MQT = Minimum Quantity
    • MTL = Market to limit
    • ND = Delivery instructions - next day
    • NH = Not Held
    • OPT = Options related transaction
    • OVD = Over the Day
    • PEG = Pegged
    • RSV = Reserve Size Order
    • S.W = Stop Stock Transaction
    • SCL = Scale
    • SLR = Delivery instructions - sellers option
    • TMO = Time Order
    • TS = Trailing Stop
    • WRK = Work
    • F0 = Stay on offerside
    • F3 = Go along
    • F6 = Participate do not initiate
    • F7 = Strict scale
    • F8 = Try to scale
    • F9 = Stay on bidside
    • FA = No cross
    • FB = OK to cross
    • FC = Call first
    • FD = Percent of volume
    • FH = Reinstate on system failure
    • FI = Institution only
    • FJ = Reinstate on trading halt
    • FK = Cancel on trading half
    • FL = Last peg
    • FM = Mid-price peg
    • FN = Non-negotiable
    • FO = Opening peg
    • FP = Market peg
    • FQ = Cancel on system failure
    • FR = Primary peg
    • FS = Suspend
    • FT = Fixed peg to local best bid or offer at time of order
    • FW = Peg to VWAP
    • FX = Trade along
    • FY = Try to stop
    • FZ = Cancel if not best
    • Fb = Strict limit
    • Fc = Ignore price validity checks
    • Fd = Peg to Limit Price
    • Fe = Work to target strategy
  • SHARED
    • G = G Order (FINRA OATS), FCM API or FIX(FIA Execution Source)

Used In